HAYNES LENTZ KENDALL is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 31461 Rancho Viejo Rd. #104, STE 104, San Juan Capistrano, CA, 92675.
HAYNES LENTZ KENDALL has worked at INDEPENDENT FINANCIAL GROUP, LLC since December 03, 2004
Disclosure History
HAYNES LENTZ KENDALL has 2 Disclosure Event(s).
Date: March 03, 2014 Category: Customer Dispute Allegations: CLIENTS ALLEGED DPP INVESTMENTS PURCHASED IN 2007-2008 WERE UNSUITABLE Broker Comment: BASED ON REVIEW OF DOCUMENTATION, CONVERSATIONS WITH CLIENT AND REGISTERED REPRESENTATIVE, THE FIRM FOUND NO BASIS FOR ALLEGATIONS THAT INVESTMENTS WERE UNSUITABLE. CLAIM WAS DENIED ON 5/5/14.
Date: January 01, 1982 Category: Customer Dispute Allegations: COMPLAINT ALLEGED EXCESSIVE INTEREST RATE(USURY). CLAIMED DAMGES OF $50,000. Damage Amount Requested: $50,000.00 Settlement Amount: $15,000.00 Broker Comment: SETTLEMENT AMOUNT OF $15,00 PAID TO CLIENT TOSATISFY ALL CLAIMS.Not Provided
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