Heather Holmes is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 5160 COLLEGE BLVD SUITE 107, FARMINGTON, NM, 87402-4615.
Heather Holmes has worked at EDWARD JONES since November 04, 2014
Disclosure History
Heather Holmes has 3 Disclosure Event(s).
Date: May 15, 2014 Category: Financial Type: Compromise Disposition: Direct Payment Procedure Broker Comment: CAPITAL MANAGEMENT WAS THE NAME OF THE COLLECTION AGENCY. AFTER A 2,000.00 PAYMENT IN FEBRARY 2014, THERE WAS A PAY-OFF AGREENEMNT REACHED IN MAY OF 2014. THE AMOUNT PAID AT THAT TIME WAS APPROXIMATELY $5,000. THE ACCOUNT WAS THEN CONSIDERED SETTLED AND CITI-CARD WAS THEN NOTIFIED.
Date: September 15, 2011 Category: Financial Type: SHORT SALE OF HOUSE Disposition: Satisfied/Released Broker Comment: THIS WAS A HOME THAT I HAD PURCHASED IN 2006. I MOVED TO COLORADO, SUCCESSFULLY RENTING OUT THE HOME FOR TWO YEARS. THE RENTER MOVED OUT IN 2010 AND I WAS UNABLE TO FIND ANOTHER RENTER. I ALSO WAS UNABLE TO MAINTAIN THE MORTGAGE PAYMENTS, RESULTING IN A SHORT SALE IN 2011. ALL LEINS WERE RELEASED AT THAT TIME
Date: December 13, 2010 Category: Financial Type: SHORT SALE OF HOUSE Disposition: SHORT SALE Broker Comment: THIS WAS A HOME PURCHAED AS A PRIMARY RESIDENCE. AFTER THE BIRTH OF MY FIRST CHILD MY HUSBAND AND I MOVED FROM COLORADO TO NEW MEXICO TO BE NEAR FAMILY. DURING THE TIME THAT THE HOUSE WAS PUT ON THE MARKET 04/2010, THERE WERE MULTIPLE HOMES IN THE NEIGBORHOOD FOR SALE. WITH NO POTENTIAL BUYERS, WE MADE MORTGAGE PAYMENTS AS LONG AS POSSIBLE, BUT FELL BEHIND. THIS RESULTED IN THE SUCCESSFUL SHORT SALE OF THE HOME ON 12/13/2010.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for Heather Holmes, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.