HELEN HYOYOUNG KIM is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 3530 WILSHIRE BLVD, SUITE 1050, LOS ANGELES, CA, 90010.
HELEN HYOYOUNG KIM has worked at MML INVESTORS SERVICES, LLC since January 30, 2017
Disclosure History
HELEN HYOYOUNG KIM has 1 Disclosure Event(s).
Date: April 03, 2015 Category: Employment Separation After Allegations Firm Name: PRUCO SECURITIES, LLC. Termination Type: Discharged Allegations: REGISTERED REPRESENTATIVE IMPERSONATED TWO CLIENTS IN CALLS TO THE COMPANY'S SERVICE CENTER. Broker Comment: both two clients present during the service calls and there is no chance to appeal.FINRA star#20150453416 investigated and closed this with cautionary action letter-deficiency finra rule 2010. I do my best no more violations occur with my long & prosperous career with a good company with supervise. Thank you.
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