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HELEN VIRGINIA WEGNER is currently employed as a Broker and/or Investment Adviser at HILLTOP SECURITIES INDEPENDENT NETWORK INC. located at 222 EAST CAPITOL AVENUE, SUITE 16, PIERRE, SD, 57501.
HELEN VIRGINIA WEGNER has worked at HILLTOP SECURITIES INDEPENDENT NETWORK INC. since March 25, 1996
HELEN VIRGINIA WEGNER has 1 Disclosure Event(s).
Date: November 05, 2003All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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