HENRY ALLAN BRUH is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 515 PLAINFIELD AVENUE, SUITE 103, EDISON, NJ, 08817.
HENRY ALLAN BRUH has worked at PRUCO SECURITIES, LLC. since October 28, 2013
Disclosure History
HENRY ALLAN BRUH has 2 Disclosure Event(s).
Date: October 04, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES HER SIGNATURE WAS FORGED ON COMPANY DOCUMENTS. CLIENT'S WISH TO DISCONTINUE HER APPLICATION FOR INSURANCE WAS HONORED AND ALL PREMIUMS PAID TOTALING $209.36 WERE REFUNDED. Settlement Amount: $209.36
Date: December 21, 1993 Category: Criminal Charges: 1 COUNT OF PROMOTING GAMBLING IN THE FIRST DEGREE (CLASS E FELONY) AND 1 COUNT OF POSSESSION OF GAMBLING RECORDS IN THE FIRST DEGREE (CLASS E FELONY); NOT GUILTY TO BOTH Charge Type: FELONY Disposition: THE PROMOTING GAMBLING CHARGE WAS DROPPED; I PLED GUILTY TO A REDUCED CHARGE OF POSSESSION OF GAMBLING RECORDS IN THE 2ND DEGREE (CLASS A MISD). I RECEIVED A 1 YEAR CONDITIONAL DISCHARGE. Broker Comment: IN DECEMBER 1993 I WAS VISITING A FRIEND AT AN APARTMENT IN BROOKLYN. I WAS SITTING AT A DESK NEXT TO A TELEPHONE AND A LARGE PILE OF SMALL SHEETS OF PAPER. I WAS THEREFORE ACCUSED OF BEING IN POSSESSION OF WHAT WERE IDENTIFIED AS GAMBLING RECORDS. MY ARREST WAS BECAUSE OF THOSE RECORDS.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for HENRY ALLAN BRUH, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.