HENRY GABRIEL CISNEROS

HENRY GABRIEL CISNEROS is currently employed as a Broker and/or Investment Adviser at SIEBERT CISNEROS SHANK & CO., L.L.C. located at 454 Soledad, SUITE 201, SAN ANTONIO, TX, 78205.

HENRY GABRIEL CISNEROS has worked at SIEBERT CISNEROS SHANK & CO., L.L.C. since January 26, 2016

Disclosure History

HENRY GABRIEL CISNEROS has 1 Disclosure Event(s).

Date: December 12, 1997
Category: Criminal
Charges: 18 U.S.C. 371 Conspiracy to Defraud; 18 U.S.C. 1001 False Statement; 18 U.S.C. 1505 Obstruction of Justice
Disposition: Dismissed
Amended Charges: 18 U.S.C. 1018 False Statement
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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