HENRY CHRISTOPHER GEWIN

HENRY CHRISTOPHER GEWIN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 21 WEST 1-65 SERVICE ROAD NORTH, MOBILE, AL, 36608.

HENRY CHRISTOPHER GEWIN has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013

Disclosure History

HENRY CHRISTOPHER GEWIN has 1 Disclosure Event(s).

Date: June 09, 2009
Category: Customer Dispute
Allegations: CLAIM ALLEGES UNSUITABILITY AND MISREPRESENTATION WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 11/04 AND 1/06.
Damage Amount Requested: $130,510.00
Settlement Amount: $32,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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