Henry Goodwin

Henry Goodwin is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 115 ATRIUM WAY, STE 210-A, COLUMBIA, SC, 29223.

Henry Goodwin has worked at PFS INVESTMENTS INC. since January 25, 2018

Disclosure History

Henry Goodwin has 1 Disclosure Event(s).

Date: August 01, 1996
Category: Criminal
Charges: FRAUDULENT CHECK-LESS THAN $500.00
Disposition: Pled guilty
Amended Charges: CHARGE WAS NOT AMENDED.
Amended Charge Type: MISDEMEANOR
Broker Comment: I WROTE A CHECK THAT BOUNCED (THE FUNDS WERE IN THE ACCOUNT WHEN I WROTE THE CHECK; THERE WAS NO INTENT TO DEFRAUD). WHEN NOTIFIED OF THE BOUNCE CHECK, I WAS SLACK IN PAYING THE CHECK PLUS FEES. AFTER I HAD PAID THE CHECK, I RECIEVED NOTICE OF THE WARRANT. I ACCEPTED THIS INCIDENT AS A LESSON TO NEVER REPEAT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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