HENRY HACKEL is currently employed as a Broker and/or Investment Adviser at R. F. LAFFERTY & CO., INC. located at 40 WALL STREET SUITE 1901, NEW YORK, NY, 10005.
HENRY HACKEL has worked at R. F. LAFFERTY & CO., INC. since March 11, 1970
Disclosure History
HENRY HACKEL has 1 Disclosure Event(s).
Date: December 23, 2013 Category: Customer Dispute Allegations: THE ALLEGATIONS ARE INCORRECT PRICE EXECUTIONS, FAILED TO PROVIDE INVESTMENT SERVICES, MISLEADING INFORMATION & FAILED TO PROVIDE INFORMATION. Damage Amount Requested: $376,204.00 Broker Comment: 12/17/2015 - The compliant was withdrawn once the client understood the purchase price was the result of the put option exercise at the strike price. The client retracked all allegations. HHALL ORDERS IN THE ACCOUNT WERE PLACED BY A MONEY MANAGER HIRED AND GIVEN TRADING AUTHORIZATION BY THE CLIENT. THE DISCREPANCIES IN THE PURCHASE PRICE AND THE MARKET MARKET PRICE ON THAT DAYS IN QUESTION ARE THE RESULT OF THE PURCHASES BEING THE RESULT OF THE ASSIGNMENT OF PUT OPTIONS SOLD BY THE CLIENT AND BEING ASSIGNED TO THE ACCOUNT. NATURALLY THE PUT OPTIONS WOULD NOT BE ASSIGNED IF THE MARKET PRICE WERE HIGHER THAN THE STRIKE PRICE .THE CLIENT FAILED TO TAKE INTO ACCOUNT BOTH THE PREMIUMS RECEIVED FROM OPTIONS WHICH EXPIRED AND THOSE PREMIUMS RECEIVED FROM PUTS ASSIGNED. NOWHERE IN THE FILING IS THERE ANY NEGATIVE ACCUSATIONS OF MR. HACKEL OR WRONGDOING, ONLY FACT BEING THE CEO OF THE COMPANY AND MALICIOUSLY NAMED AS A RESPONDENT. THE CLAIM IN ITS ENTIRETY HAS LESS THAN ZERO MERIT.
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