HENRY (HANK) WILLIAM CLEARE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1525 North Park Drive, Suite 104, Weston, FL, 33326.
HENRY (HANK) WILLIAM CLEARE has worked at LPL FINANCIAL LLC since August 09, 2011
Disclosure History
HENRY (HANK) WILLIAM CLEARE has 4 Disclosure Event(s).
Date: November 02, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE MISREPRESENTATION AND UNSUITABILITY. Damage Amount Requested: $150,000.00 Settlement Amount: $69,629.11 Broker Comment: 10/10/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. I, HANK CLEARE, WAS NOT NAMED IN THE ARBITRATION. I, HANK CLEARE, WAS NOT RESPONSIBLE OR INVOLVED FOR THE DUE DILIGENCE ON MEDICAL CAPITAL. ALL MARKETING MATERIALS USED DURING THE SALES PROCESS WERE EITHER APPROVED BY SECURITIES AMERICA OR CREATED BY MEDICAL CAPITAL AND DISTRIBUTED BY SECURITIES AMERICA. I HAD NO KNOWLEDGE OF ANY FRAUD AT MEDICAL CAPITAL AND RELIED ON SECURITIES AMERICA FOR ALL INFORMATION REGARDING MEDICAL CAPITAL.
Date: September 13, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANT ALLEGES MISREPRESENTATION AND UNSUITABILITY. Damage Amount Requested: $120,000.00 Settlement Amount: $55,703.29 Broker Comment: 10/10/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. I, HANK CLEARE, WAS NOT NAMED IN THE ARBITRATION. I, HANK CLEARE, WAS NOT RESPONSIBLE OR INVOLVED FOR THE DUE DILIGENCE ON MEDICAL CAPITAL. ALL MARKETING MATERIALS USED DURING THE SALES PROCESS WERE EITHER APPROVED BY SECURITIES AMERICA OR CREATED BY MEDICAL CAPITAL AND DISTRIBUTED BY SECURITIES AMERICA. I HAD NO KNOWLEDGE OF ANY FRAUD AT MEDICAL CAPITAL AND RELIED ON SECURITIES AMERICA FOR ALL INFORMATION REGARDING MEDICAL CAPITAL.
Date: September 02, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANTS ALLEGE UNSUITABILITY AND MISREPRESENTATION. Damage Amount Requested: $200,000.00 Settlement Amount: $92,886.17 Broker Comment: 10/10/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. I, HANK CLEARE, WAS NOT NAMED IN THE ARBITRATION. I, HANK CLEARE, WAS NOT RESPONSIBLE OR INVOLVED FOR THE DUE DILIGENCE ON MEDICAL CAPITAL. ALL MARKETING MATERIALS USED DURING THE SALES PROCESS WERE EITHER APPROVED BY SECURITIES AMERICA OR CREATED BY MEDICAL CAPITAL AND DISTRIBUTED BY SECURITIES AMERICA. I HAD NO KNOWLEDGE OF ANY FRAUD AT MEDICAL CAPITAL AND RELIED ON SECURITIES AMERICA FOR ALL INFORMATION REGARDING MEDICAL CAPITAL.
Date: August 30, 2010 Category: Customer Dispute Allegations: IN CONNECTION WITH THE RECOMMENDATION AND SALE OF MEDICAL CAPITAL, CLAIMANT ALLEGES UNSUITABILITY AND MISREPRESENTATION. Damage Amount Requested: $125,000.00 Settlement Amount: $58,024.26 Broker Comment: 10/10/2011: THIS CLAIM WAS PART OF A GLOBAL SETTLEMENT BY SECURITIES AMERICA, INC. I, HANK CLEARE, WAS NOT NAMED IN THE ARBITRATION. I, HANK CLEARE, WAS NOT RESPONSIBLE OR INVOLVED FOR THE DUE DILIGENCE ON MEDICAL CAPITAL. ALL MARKETING MATERIALS USED DURING THE SALES PROCESS WERE EITHER APPROVED BY SECURITIES AMERICA OR CREATED BY MEDICAL CAPITAL AND DISTRIBUTED BY SECURITIES AMERICA. I HAD NO KNOWLEDGE OF ANY FRAUD AT MEDICAL CAPITAL AND RELIED ON SECURITIES AMERICA FOR ALL INFORMATION REGARDING MEDICAL CAPITAL.
More Information
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