HENRY GEORGE JAKOBE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 16 TEBBUTT RD, [PRIMARY RESIDENCE], RAINBOW LAKE, NY, 12976.
HENRY GEORGE JAKOBE has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008
Disclosure History
HENRY GEORGE JAKOBE has 2 Disclosure Event(s).
Date: July 20, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT MUTUAL FUNDS WERE BOUGHT WITHOUT AUTHORITY AND THAT INSTRUCTIONS TO MOVE THE ACCOUNT TO MORE CONSERVATIVE INVESTMENTS WERE NOT FOLLOWED. THE CLIENT ALLEGES DAMAGES, NOT SPECIFIED, IN EXCESS OF $5,000. (01/01/2007 - 10/09/2008)
Date: April 24, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGED SHE WAS NOT FULLY INFORMED OF THE DETAILS OF MARGIN BORROWING OR ANY OF THE RELATED REQUIREMENTS. Settlement Amount: $150,000.00
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