HENRY SHARPE LYNN

HENRY SHARPE LYNN is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 800 SHADES CREEK PARKWAY, SUITES 750 & 775, BIRMINGHAM, AL, 35209.

HENRY SHARPE LYNN has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 07, 2015

Disclosure History

HENRY SHARPE LYNN has 1 Disclosure Event(s).

Date: May 31, 1985
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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