HERBERT DRUCKER

HERBERT DRUCKER is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1290 AVENUE OF THE AMERICAS, 4TH FL, NEW YORK, NY, 10104.

HERBERT DRUCKER has worked at AXA ADVISORS, LLC since February 17, 1990

Disclosure History

HERBERT DRUCKER has 1 Disclosure Event(s).

Date: April 16, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE AGENT MISREPRESENTED THE SALE OF A 2006 VARIABLE ANNUITY CONTRACT. CLIENT ALLEGES THE AGENT PROMISED A GUARANTEED RATE OF 6% IF HIS INVESTMENTS WERE IN THE NEGATIVE PLUS A $4,000 BONUS ON HIS ORIGINAL $100,000 INVESTMENT. DAMAGES ARE UNSPECIFIED.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.

More Information

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