HERBERT EUGENE GOODNER

HERBERT EUGENE GOODNER is currently employed as a Broker and/or Investment Adviser at TRIAD ADVISORS LLC located at 5720 Uptain Road, Suite 4401, Chattanooga, TN, 37411.

HERBERT EUGENE GOODNER has worked at TRIAD ADVISORS LLC since May 05, 2015

Disclosure History

HERBERT EUGENE GOODNER has 2 Disclosure Event(s).

Date: November 06, 2014
Category: Customer Dispute
Allegations: CLIENT INDICATED A DISCREPANCY IN THE STATE SUITABILITY REQUIREMENTS AND REQUESTED TO BE RELEASED FROM THE PRODUCT WITH OUT PENALTY.
Damage Amount Requested: $6,195.00
Settlement Amount: $6,195.00

Date: August 28, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY IN THE PURCHASE OF LIMITED PARTNERSHIPS IN MARCH, 1991.
Broker Comment: GOOD FAITH DETERINATION MADE THAT THE ALLEGED COMPENSATORY DAMAGE AMOUNT FROM ALLEGED CONDUCT WOULD BE MORE THAN $5000.00. HOWEVER, CLIENTS COMPLAINT DENIED AS NO EVIDENCE CORROBOATING ALLEGATIONS FOUND. MOREOVER, THE CLIAIMS RAISED ARE UNTIMELY IN RELARION TO AND THUS BARRED BY THE APPLICABLE STATUTE OF LIMITATIONS.

More Information

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