HERBERT RAY JONES

HERBERT RAY JONES is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 1400 BATTLEGROUND AVE, STE 150-B, GREENSBORO, NC, 27408.

HERBERT RAY JONES has worked at PFS INVESTMENTS INC. since April 21, 2014

Disclosure History

HERBERT RAY JONES has 2 Disclosure Event(s).

Date: September 05, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $16,428.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: May 03, 1992
Category: Criminal
Charges: LARCENY OF A FIREARM
Disposition: Dismissed
Broker Comment: I WAS FALSELY ACCUSED OF STEALING A FIREARM GIVEN TO ME BY A LIVE IN GIRLFRIEND. CASE WAS DISMISSED. NO PRIOR ISSUES AND NONE SINCE OVER 21 YEARS LATER.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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