HERMANN JOSEF HERTELL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO located at 250 MUNOZ RIVERA AVENUE, SAN JUAN, PR, 00918.
HERMANN JOSEF HERTELL has worked at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO since December 22, 2010
Disclosure History
HERMANN JOSEF HERTELL has 1 Disclosure Event(s).
Date: January 22, 2016 Category: Customer Dispute Allegations: Claimants allege unsuitable recommendations, over-concentration and misrepresentations in connection with their purchase of closed-end funds and Puerto Rico bonds. Time Frame: December 2009 through Present. Damage Amount Requested: $495,987.67 Broker Comment: Due to a clerical error, my name was mistakenly included in this claim. Plaintiff's council corrected their mistake and my name was withdrawn. I am not a part of this claim and I did not serve as advisor for this client.
More Information
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