HOLLY OPAL HANSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 21366 ENTRADA RD, TOPANGA, CA, 90290-3538.
HOLLY OPAL HANSON has worked at LPL FINANCIAL LLC since September 04, 2009
Disclosure History
HOLLY OPAL HANSON has 1 Disclosure Event(s).
Date: January 20, 2009 Category: Customer Dispute Allegations: IT IS CLAIMED THAT FINANCIAL ADVISOR SOLD FUND ALLEGEDLY WITHOUT AUTHORIZATION ON NOVEMBER 7, 2008. Damage Amount Requested: $7,024.00 Broker Comment: THE FUND IN QUESTION WAS SOLD UNDER AN AUTOMATED INVESTMENT PROGRAM AUTHORIZED IN WRITING BY THE CUSTOMER, WHICH SPECIFIED THE PURCHASE OF THE SPECIFIC FUND IN QUESTION
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