HOLLY MARIE MAURER is currently employed as a Broker and/or Investment Adviser at CORECAP INVESTMENTS, INC. located at 27777 Franklin Road, Suite 700, SOUTHFIELD, MI, 48034.
HOLLY MARIE MAURER has worked at CORECAP INVESTMENTS, INC. since October 18, 2012
Disclosure History
HOLLY MARIE MAURER has 5 Disclosure Event(s).
Date: March 15, 2018 Category: Customer Dispute Allegations: Complainant alleges that RR Ernest Romer stole money from her and alleges that Maurer knew of or participated in theft Damage Amount Requested: $222,000.00
Date: January 26, 2018 Category: Customer Dispute Allegations: Claimants loaned money to a since terminated RR which he did not pay back. They allege fraud, embezzlement and violation of the securities laws against the firm, the offending RR and against the RR's supervisor and this registrant. Damage Amount Requested: $250,000.00 Broker Comment: Firm and representatives believe they have legitimate defenses and are vigorously defending this matter.
Date: October 23, 2017 Category: Customer Dispute Allegations: Client alleges that another representative with whom Ms. Maurer worked stole monies from her and alleges that Ms. Maurer "materially aided" the other representative's conduct. Damage Amount Requested: $250,000.00 Broker Comment: Ms. Maurer denies the allegations of the complaint and intends to vigorously defend the matter.
Date: September 14, 2017 Category: Customer Dispute Allegations: Claimant alleges that Maurer participated in and profited from Ernest Romer's alleged theft of his funds. Damage Amount Requested: $115,000.00
Date: August 15, 2017 Category: Customer Dispute Allegations: Clients allege that representative acted as their representative when their prior rep was suspended and for breach of fiduciary duty in the handling of their account Damage Amount Requested: $110,000.00
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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