HOMAN HAGHIGHI is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at AVENUE DU THEATRE 7, LAUSANNE, , CH1005.
HOMAN HAGHIGHI has worked at RAYMOND JAMES & ASSOCIATES, INC. since January 02, 2002
Disclosure History
HOMAN HAGHIGHI has 1 Disclosure Event(s).
Date: October 07, 2007 Category: Customer Dispute Allegations: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** CLIENT INDICATES THAT HIS IRA ACCOUNT WAS CONCENTRATED IN TWO EQUITY POSITIONS (ISLAND PACIFIC AND BIOTIME), WHICH WERE UNSUITABLE FOR HIS ACCOUNT. Damage Amount Requested: $64,500.00 Broker Comment: **UPDATE - THIS DISCLOSURE IS NO LONGER REPORTABLE ON THE CURRENT U4 BECAUSE IT WAS FILED 24 MONTHS AGO AND DID NOT SETTLE FOR $15,000 OR MORE** THIS IS AN UNMERITED AND FRIVOLOUS COMPLAINT BY A RETAIL INVESTOR THAT WAS INVESTIGATED AND DENIED BY THE FIRM.
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