HOUSTON ALLEN SMITH is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 915 HIGHWAY 43 N, PICAYUNE, MS, 39466-2143.
HOUSTON ALLEN SMITH has worked at ALLSTATE FINANCIAL SERVICES, LLC since July 23, 2004
Date: September 07, 1994 Category: Customer Dispute Allegations: SUITABILITY; BREACH OF FIDUCIARY DUTY; MISREPRESENTATION; FAILURE TO SUPERVISE CLAIMANT ALLEGED NON-SUITABILITY, BUT CLAIMANT'S ADVISOR & CPA SIGNED OFF ON ALL INVESTMENTS AS THEY MET CLAIMANTS NEEDS & TAR STRUCTURE. Damage Amount Requested: $90,000.00 Settlement Amount: $30,000.00 Broker Comment: THE SETTLEMENT WAS VERBALLY CONFIRMED BY MR. [CUSTOMER] IS A PHONE CONVERSATION. ALL OTHER ATTEMPTS TO FIND THE SETTLEMENT AMOUNT WERE UNSUCCESSFUL.
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