HOWARD P BERNSTEIN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 301 GRANT ST STE 3600, ONE OXFORD CENTRE, PITTSBURGH, PA, 15219.
HOWARD P BERNSTEIN has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
HOWARD P BERNSTEIN has 2 Disclosure Event(s).
Date: March 26, 2009 Category: Customer Dispute Allegations: ATTORNEY FOR CLIENTS ALLEGES UNSUITABLE INVESMENTS. (05/13/2008 - 05/21/2008) Damage Amount Requested: $39,182.00 Broker Comment: I HAVE USED PREFERRED SECURITIES TO HELP MY CLIENTS EARN A REASONABLE RETURN FOR SEVERAL YEARS. DUE TO THE WORLDWIDE FINANCIAL CRISIS, CLIENTS LOST ALL OF THEIR MONEY IN THE PREFERRED OF FANNIE MAE AND LEHMAN BROTHERS. MANY OF THE OTHER PREFERRED SECURITIES ARE TRADING WELL BELOW THEIR OFFERING PRICES.
Date: December 23, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT FA LOST 90% OF HIS MONEY ON MARGIN. DAMAGES BELIEVED TO BE IN EXCESS OF $5,000.00. Damage Amount Requested: $5,000.00 Broker Comment: THIS MATTER IS DENIED.
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