HOWARD JAMES BUCK

HOWARD JAMES BUCK is currently employed as a Broker and/or Investment Adviser at AMERITAS INVESTMENT CORP. located at 100 S. DuPont Road, Wilmington, DE, 19805.

HOWARD JAMES BUCK has worked at AMERITAS INVESTMENT CORP. since October 31, 2003

Disclosure History

HOWARD JAMES BUCK has 2 Disclosure Event(s).

Date: April 27, 2012
Category: Customer Dispute
Allegations: COMPLAINANTS ALLEGES RR TOLD THEM THE $100 MONTHLY PREMIUM WOULD NEVER CHANGE. THEY STATE THAT IF SHE HAD KNOWN THE PREMIUM COULD FLUCTUATE THAT THEY WOULD NOT HAVE PURCHASED THE POLICY.
Damage Amount Requested: $23,700.00

Date: March 12, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES IN WRITTEN COMPLAINT THAT SHE WAS MISREPRESENTED BECAUSE SHE INDICATES THAT SHE CANNOT REACH HER RR AND BECAUSE OF THIS SHE LOST 50% OF HER PORTFOLIO VALUE.
Damage Amount Requested: $87,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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