HOWARD FLYNN COHEN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 30 Two Bridges Road, SUITE 320, Fairfield, NJ, 07004.
HOWARD FLYNN COHEN has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
HOWARD FLYNN COHEN has 2 Disclosure Event(s).
Date: December 15, 1995 Category: Customer Dispute Allegations: THE INSURED ALLEGED MISREPRESENTATION IN THATHE WAS TOLD `I COULD PURCHASE ADDITIONAL LIFE INSURANCE WITHOUTHAVING TO PAY MORE MONEY.... THE DIVIDENDS FROM MY OTHERPOLICIES WOULD BE ABLE TO PAY THESE NEW POLICIES. I NOWREALIZE THAT THE PREMIUMS HAVE BEEN PAID BY CREATING NEW LOANSSTRIPPING AWAY CASH VALUE..` Settlement Amount: $10,515.60 Broker Comment: THE INSURED ACCEPTED THE COMPANY`S OFFER TORESCIND THE SALE OF POLICY 71-745-354 AND REVERSE ALL LOANSTAKEN FROM THE OTHER POLICIES TO PAY THE PREMIUMS.I HAD CONSUMMATED AT LEAST TWO SALES IN THESUBJECT`S HOUSEHOLD BEGINNING ON OR ABOUT 1980 AND AGAIN IN1987. ALL THE RECORDS CONTAINED IN THIS FILE WERE LEFT WITHPRUDENTIAL. I HAVE NO INDEPENDENT RECORDS OR MEMOS THAT WOULDREFRESH MY MEMORY AS TO THE SPECIFIC TRANSACTION WHICH IS 10YEARS OLD. I CAN CATEGORICALLY STATE THAT I WOULD NOT NOR DIDI REPLACE AN EXISTING VALID POLICY WITH A NEW POLICY THAT LOANSFUNDS FROM THE ORIGINAL POLICY.
Date: September 01, 1992 Category: Employment Separation After Allegations Firm Name: PRUDENTIAL INSURANCE COMPANY OF AMERICA Termination Type: Voluntary Resignation Allegations: ADMITTED TO SIGNING A CLIENT'S SIGNATURE TO AN AUTP APPLICATION AFTER BEING GIVEN PERMISSION TO DO SO. Broker Comment: HAD AN APPOINTMENT WITH THE CLIENT BUT SHE WAS UNABLE TO KEEP THE APPOINMENT. SO WE HAD A CONVERSATION ON THE PHONE AND IT WAS AGREED I WOULD SUBMIT A COD APPLICATION WITH HER CONSENT. THIS OCCURED IN 1990.
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