HOWARD WILLIAM LUTNICK is currently employed as a Broker and/or Investment Adviser at CF SECURED, LLC located at 110 EAST 59TH STREET, 21ST FLOOR, NEW YORK, NY, 10022.
HOWARD WILLIAM LUTNICK has worked at CF SECURED, LLC since May 16, 2017
HOWARD WILLIAM LUTNICK is also currently employed as a Broker and/or Investment Adviser at AQUA SECURITIES L.P. located at 125 PARK AVENUE, NEW YORK, NY, 10017 since January 01, 1970
HOWARD WILLIAM LUTNICK is also currently employed as a Broker and/or Investment Adviser at CANTOR FITZGERALD & CO. located at 110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY, 10022 since January 01, 1970
Disclosure History
HOWARD WILLIAM LUTNICK has 2 Disclosure Event(s).
Date: December 09, 2010 Category: Customer Dispute Allegations: IN NOVEMBER 2007 AND JUNE 2008 CANTOR WITHHELD INFORMATION FROM HEDGE FUNDS THAT WAS DISCLOSED TO THE FUNDS' MANAGER. Damage Amount Requested: $430,000,000.00 Settlement Amount: $2,500,000.00 Broker Comment: A LETTER OF COMPLAINT FROM AN INVESTOR IN A HEDGE FUND THAT WAS A CUSTOMER, BECAME A SUIT BY THAT HEDGE FUND INVESTOR AGAINST CANTOR AND CERTAIN AFFILIATES AND MANAGERS. MANY OF THE CLAIMS WERE DISMISSED BY ORDER OF THE COURT ON APRIL 17, 2013. THE REMAINING CLAIMS WERE SETTLED WITHOUT ANY PAYMENT BY MR. HOWARD LUTNICK AND THE CASE DISMISSED ON NOVEMBER 13, 2013.
Date: January 10, 1992 Category: Customer Dispute Allegations: VIOLATIONS OF THE SECURITIES EXCHANGE ACT OF1934, AND THE CALIFORNIA CORPORATE SECURITIES LAW OF 1968 ANDOTHER STATE CLAIMS FOR ACTIVITIES FROM ABOUT JANUARY 1986 UNTIL ABOUT AUGUST 1991. NO SPECIFIC AMOUNT OF DAMAGES WERE CLAIMEDALTHOUGH PLAINTIFFS ALLEGE THAT DAMAGES TOTAL AT LEAST$1,000,000.00 Damage Amount Requested: $1,000,000.00 Broker Comment: ALL CLAIMS AGAINST MR. LUTNICK WERE DISMISSEDWITH PREJUDICE WITHOUT ANY PAYMENT OR CONTRIBUTION BY HIM.CANTOR FITZGERALD & CO., INC A PREDECESSOR IN-INTEREST TOCANTOR FITZGERALD & CO (CRD 134), UPON THE ISSUANCE OF MUTUALRELEASES BETWEEN THE PARTIES, AND WITHOUT ANY ADMISSION OFLIABILTIY, ERROR OR BAD FAITH, PAID TO THE PLAINTIFF $80,000.
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