HOWARD EDWARD RIGHTSELL is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 400 W 7th St., Suite 101, Bloomington, IN, 47404.
HOWARD EDWARD RIGHTSELL has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 16, 2017
Disclosure History
HOWARD EDWARD RIGHTSELL has 2 Disclosure Event(s).
Date: September 09, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES HE WAS NOT INFORMED OF FEES Damage Amount Requested: $16,868.91
Date: November 01, 2000 Category: Customer Dispute Allegations: VARIABLE ANNUITITES NOT RECEIVED, STATEMENTS OF COMPANIES AND BROKERS, VALUES OF ACCOUNTS DON'T MATCH. INVESTMENT VALUES HAVE DECREASED. Damage Amount Requested: $198,000.00 Broker Comment: REPLY AND DOCUMENTATION WAS SENT TO OSJ AND COMPLIANCE OFFICER OF SII INVESTMENTS NOVEMBER 27, 2000., THE OSJ AND COMPLIANCE REPLYS WERE THEN SENT TO THE NASD ON DECEMBER, 2000. ALL ALLEGED CLAIMS ARE DENIED BY RESPONDENT. NO RESPONSE HAS BEEN RECEIVED YET. ***ON 7/25/01 BRUCE WHEELER/NASD REGULATION DISTRICT 8 COMPLETED ITS REVIEW AND BASED ON INFORMATION COLLECTED DID NOT FIND EVIDENCE TO WARRANT DISCIPLINARY ACTION AGAINST FIRM OR MR RIGHTSELL AND AS A RESULT OF THIS INVESTIGATION, FILE WAS CLOSED***FILED MORE THAN 24 MONTHS AGO AND DID NOT RESULT IN A SETTLEMENT OF $10K OR MORE...NO LONGER REPORTABLE.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for HOWARD EDWARD RIGHTSELL, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.