HOWARD CRAIG WALTUCH is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at TWO JERICHO PLAZA, MAIN FLOOR, JERICHO, NY, 11753.
HOWARD CRAIG WALTUCH has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
HOWARD CRAIG WALTUCH has 2 Disclosure Event(s).
Date: December 18, 2002 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UNSUITABILITY, VIOLATIONS OF 1934 SECURITIES ACT AND RULE 10B-5, VIOLATION OF NY SECURITIES ACT, VIOLATION OF NASD AND NYSE RULES, FRAUD, NEGLIGENT MISREPRSENTATION,BREACH OF FIDUCIARY DUTY AND FAILURE TO SUPERVISE. THE TIME PERIOD APPEARS TO BE FROM 9/98 THROUGH 09/01. Damage Amount Requested: $61,692.00 Damages Granted: $36,156.77
Date: February 14, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE INVESTMENTS. Damage Amount Requested: $162,892.00 Broker Comment: JOHN DOUGHERTY IS HANDLING THIS MATTER.
More Information
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