HUGH C JOHNSON

HUGH C JOHNSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9109 SIENNA CHRISTUS DR, MISSOURI CITY, TX, 77459-7182.

HUGH C JOHNSON has worked at LPL FINANCIAL LLC since May 02, 2018

Disclosure History

HUGH C JOHNSON has 1 Disclosure Event(s).

Date: October 24, 2006
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGED THE FORMER ADVISOR WITHDREW PREMIUM PAYMENTS AND APPLIED TO THE POLICY WITHOUT NOTIFYING THE CLIENT, A DELAY IN TRANSFERRING THE MONIES TO A SEPARATE POLICY, AN INCORRECT DEATH BENEFIT ON ONE OF THE POLICIES, AND ALLEGED THE FORMER ADVISOR MISREPRESENTED A RETURN FIGURE RELATED TO THE POLICIES.
Damage Amount Requested: $5,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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