HUGO DALE NAUMANN is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 1836 Barnett Dr, Weatherford, TX, 76087.
HUGO DALE NAUMANN has worked at THRIVENT INVESTMENT MANAGEMENT INC. since November 07, 2015
Disclosure History
HUGO DALE NAUMANN has 2 Disclosure Event(s).
Date: January 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 24, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT SHE WAS FRAUDULENTLY INDUCED TO PURCHASE VARIABLE ANNUITIES ISSUED IN 1996 AND 1998 AND THE SUBACCOUNT ALLOCATIONS WERE NOT SUITABLE. FIRM FOUND NO BASIS TO THE CUSTOMER'S ALLEGATIONS AND DENIED CLAIM. Damage Amount Requested: $763,751.00
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