HYON CHU KANG

HYON CHU KANG is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 112 W 34TH ST, #17 FL, NEW YORK, NY, 10120.

HYON CHU KANG has worked at SECURITIES AMERICA, INC. since November 06, 2017

Disclosure History

HYON CHU KANG has 3 Disclosure Event(s).

Date: February 28, 2011
Category: Regulatory

Date: March 24, 2010
Category: Employment Separation After Allegations
Firm Name: MML INVESTORS SERVICES, INC.
Termination Type: Discharged
Allegations: REPRESENTATIVE MADE UNAUTHORIZED LOANS TO A CLIENT.

Date: February 24, 2010
Category: Customer Dispute
Allegations: COMPLAINT ALLEGES REP, HYON C KANG, BREACHED HER FIDUCIARY DUTY IN APRIL 2007 BY EXTENDING TWO PERSONAL LOANS TOTALING $200,000 TO HER CUSTOMER, [CUSTOMER].
Damage Amount Requested: $100,000.00
Broker Comment: THE COMPANY HONORED THE ORIGINAL BENEFICIARY ARRANGEMENT; THE PROCEEDS WERE PAID TO THE POLICYHOLDER'S SON.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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