IAN SCOTT ARCHER

IAN SCOTT ARCHER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2540 E SUNSHINE ST, SPRINGFIELD, MO, 65804.

IAN SCOTT ARCHER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since May 16, 2016

Disclosure History

IAN SCOTT ARCHER has 1 Disclosure Event(s).

Date: February 17, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for IAN SCOTT ARCHER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.