IAN PAUL DUMONT

IAN PAUL DUMONT is currently employed as a Broker and/or Investment Adviser at MUTUAL OF AMERICA SECURITIES LLC located at 2 JERICHO PLAZA, SUITE 303, JERICHO, NY, 11753.

IAN PAUL DUMONT has worked at MUTUAL OF AMERICA SECURITIES LLC since February 24, 2016

Disclosure History

IAN PAUL DUMONT has 1 Disclosure Event(s).

Date: June 26, 2000
Category: Customer Dispute
Allegations: MISREPRESENTATION AND CHURNING
Damage Amount Requested: $50,000.00
Settlement Amount: $39,000.00
Broker Comment: CLAIMANTS HAVE DECIDED TO WITHDRAW ALL COMPLAINTS AND DISMISS ALL CLAIMS AGAINST RESPONDENT IAN DUMONT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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