IAN RAMSARAN PERSAUD

IAN RAMSARAN PERSAUD is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 6200 OLD DOBBIN LANE, SUITE 100, COLUMBIA, MD, 21045.

IAN RAMSARAN PERSAUD has worked at AXA ADVISORS, LLC since June 15, 2012

Disclosure History

IAN RAMSARAN PERSAUD has 1 Disclosure Event(s).

Date: August 25, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION IN THE PURCHASE OF A VARIABLE ANNUITY IN 2015.
Settlement Amount: $195,489.96
Broker Comment: The Firm found no basis to the customer complaint. Based on Arbitration received 12/16/2015, the matter was settled for $195,489.96.RR Persaud's errors and omission carrier contributed $8,368.14 to the settlement.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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