IAN YUEN YEE WONG is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1001 BISHOP ST, STE 1900, HONOLULU, HI, 96813.
IAN YUEN YEE WONG has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
IAN YUEN YEE WONG has 1 Disclosure Event(s).
Date: May 04, 2001 Category: Customer Dispute Allegations: CUSTOMER COMPLAINT THROUGH THE STATE OF HAWAII WHERIN CLIENT ALLEGES THAT HIS FA SOLD & PURCHASED WITHOUT AUTHORIZATION OR CONFIRMING SUITABILITY Damage Amount Requested: $12,000.00 Settlement Amount: $18,556.00
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