IRWIN MARTIN KULMAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2029 Century Park E Ste 2550, Los Angeles, CA, 90067.
IRWIN MARTIN KULMAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 05, 2009
Disclosure History
IRWIN MARTIN KULMAN has 3 Disclosure Event(s).
Date: March 16, 2000 Category: Customer Dispute Allegations: SUITABILITY OF CORPORATE BONDS PURCHASED ON 3/3/98. CLIENT HAD A HISTORY OF PURCHASING CORPORATE BONDS. Damage Amount Requested: $36,000.00
Date: January 04, 2000 Category: Customer Dispute Allegations: CUSTOMER CLAIMS THAT BROKER FAILED TO DISCLOSE THE RATINGS AND RISKS OF THE CORPORATE BOND. ALL RATINGS AND RISKS WERE FULLY DISCLOSED. Damage Amount Requested: $5,000.00 Broker Comment: NO FURTHER ACTION TAKEN BY THE CLIENT ONCE FACTS WERE DISCLOSED.
Date: December 20, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION SURROUNDING THE PRICE OF LINUX SYSTEM INC. STOCK PURCHASED ON DECEMBER 9, 1999, THE DAY THE IPO OPENED FOR PUBLIC SALE. Damage Amount Requested: $25,000.00 Settlement Amount: $20,000.00
More Information
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