ISAAC WING HON CHAN

ISAAC WING HON CHAN is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 638 S ATLANTIC BLVD, MONTEREY PARK, CA, 91754.

ISAAC WING HON CHAN has worked at CETERA INVESTMENT SERVICES LLC since April 17, 2015

Disclosure History

ISAAC WING HON CHAN has 1 Disclosure Event(s).

Date: September 25, 2003
Category: Customer Dispute
Allegations: THE CLIENT IS REQUESTING THE CANCELLATION OF AN INVESTMENT PURCHASE. THE CLIENT ALLEGES SHE DOES NOT UNDERSTAND THE INVESTMENT BASED UPON AN ALLEGED LANGUAGE BARRIER. THE INVESTMENT WAS PURCHASED ON JUNE 30,2003
Damage Amount Requested: $9,590.98

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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