J TIMOTHY THOMPSON

J TIMOTHY THOMPSON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1850 K STREET NW, SUITE 900, WASHINGTON, DC, 20006.

J TIMOTHY THOMPSON has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

J TIMOTHY THOMPSON has 1 Disclosure Event(s).

Date: April 01, 1991
Category: Customer Dispute
Allegations: CUSTOMER AGAINST MEMBER FIRM & REGISTERED REPFOR ALLEGED UNAUTHORIZED REMOVAL OF $250 FROM CUSTOMER`S ACCTCAUSING CUSTOMER TO INCUR INTEREST ON MARGIN ACCT. CLAIM: $950PUNITIVE & ATTY FEES: $0.
Damage Amount Requested: $950.00 Damages Granted: $250.00
Broker Comment: THE UNDERSIGNED ARBITRATORS HAVE DECIDED &DETERMINED IN FULL & FINAL SETTLEMENT OF ALL CLAIMS BTWN THEPARTIES THAT: THE CLAIMANT IS AWARDED THE AMT OF $250 PLUSINTEREST APPLICABLE AT MONEY MARKET RATES TO THE DATE OFREPAYMENT.Not Provided

More Information

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