JACK WILLIAM GALLE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3000 KINGMAN ST STE 110, METAIRIE, LA, 70006.
JACK WILLIAM GALLE has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
JACK WILLIAM GALLE has 2 Disclosure Event(s).
Date: March 08, 1999 Category: Customer Dispute Allegations: CLIENT AND/OR HER ATTORNEY QUESTIONED THEFOLLOWING: SUITABILITY, LIQUIDITY OF HER INVESTMENTS AND AMOUNTOF TRADE IN FEE BASED ACCOUNTS WITHOUT AUTHORIZATION OREXPLANATION. CLIENT SAID I REQUESTED A LOAN FROM HER. NOTCERTAIN SHE RECEIVED/OR REQUESTED A DISTRIBUTION FROM IRAW/TOUCHSTONE VAR/ANN OF $10,000- INTERSECURITIES INC/WRL. Damage Amount Requested: $10,000.00 Broker Comment: I AM UNABLE TO RESPOND TO QUESTION OFSUITABILITY AS IT IS VAGUE AND UNSPECIFIC. I HAVE ALWAYSEXPLAINED EVERY MOVE AND WITH COMPLETE AUTHORIZATION. I AMUNABLE TO RESPOND TO THE QUESTION OF A LOAN ALLEGATION- I WOULDNEED A STATEMENT FROM CLIENT ACCURATELY DESCRIBING THECIRCUMSTANCES IE-IN THAT FORM WAS THE ALLEGED REQUEST MADE,DATE, LOCATION, VERBAL OR WRITTEN, ETC. PAPERWORK IS ON FILEDOCUMENTING IRA DISTRIBUTION IN QUESTION. NOT PROVIDED.
Date: September 14, 1957 Category: Criminal Charges: 5 COUNTS THEFT FROM AUTO MISDEMEANOR NO PLEA Charge Type: MISDEMEANOR Disposition: DISMISSED 10/14/1957, NO SENTENCE, NO PENALTY, NO FINE.
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