JACK ARNOLD GORSUCH is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 7733 Forsyth Blvd Ste 950, Clayton, MO, 63105.
JACK ARNOLD GORSUCH has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 18, 2009
Disclosure History
JACK ARNOLD GORSUCH has 1 Disclosure Event(s).
Date: May 04, 1994 Category: Customer Dispute Allegations: UNSUITABLE PURCHASES, CHURNING, & EXCESSIVETRADING CLAIMANT SEEKING $441,912. 26 IN COMPENSATION DAMAGESON AN ACTUAL LOSS OF LESS THAN $30,000.00 IPO'S. Damage Amount Requested: $441,912.26 Settlement Amount: $95,000.00 Broker Comment: $95,000.00 WAS PAID TO CUSTOMER OF WHICH JACK GORSUCH PAID $20,470.00. CUSTOMER & MOTHER OPENED A JOINT ACCOUNT AFTERATTENDING AN INVESTMENT SEMINAR WITH OVER $100,000. PART OF THE MONEY WAS INVESTED IN IPOS FOR SHORT THERM GAINS. SIX YEARS LATER THE MOTHER PASSED AWAY AND SIX YEARS AFTER THAT THE DAUGHTER FILED A COMPLAINT. I DENIED AND CONTINUE TO DENY THE CHARGES. A.G. EDWARDS ELECTED TO SETTLED RATHER THAT FIGHT THE CASE IN ARBITRTION SINCE THE MOTHER HAD BEEN DEAD FOR SIX YEARS.
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