Jack S Gunter is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 275 E RIVULON BLVD, GILBERT, AZ, 85297.
Jack S Gunter has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
Jack S Gunter has 2 Disclosure Event(s).
Date: October 30, 2003 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA GAVE HIM UNSUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $20,289.00 Broker Comment: THE CLIENT'S ALLEGATION WAS FOUND TO BE WITHOUT MERIT AND THE COMPLAINT IS CLOSED. CUSTOMER WAS DISSATISFIED WITH PERFORMANCE. INVESTMENTS WERE IN ACCORDANCE WITH CUSTOMER'S OBJECTIVES AND THE CUSTOMER AGREED TO AND RATIFIED ALL INVESTMENT DECISIONS.
Date: July 23, 1993 Category: Customer Dispute Allegations: NAMED AS A RESPONDENT IN AN NASD ARBITRATIONPROCEEDING ALLEGING FAILURE TO SUPERVISE WITHOUT ANY FACTUALALLEGATIONS. Settlement Amount: $132,000.00 Broker Comment: CASE SETTLED FOR $96,000 PLUS ASSIGNMENT OFCLAIMANTS' INTEREST IN A LIMITED PARTNERSHIP IN EXCHANGE FOR$36,000. NO PART OF THE SETTLEMENT WAS PAID BY MR. GUNTER. NONEOF THE MONIES PAID WAS FOR MR. GUNTER'S FAILURE TO SUPERVISE.Not Provided
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