JACK PALLATTA

JACK PALLATTA is currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 100 BEACON STREET, DUMONT, NJ, 07628.

JACK PALLATTA has worked at CETERA FINANCIAL SPECIALISTS LLC since October 24, 2005

Disclosure History

JACK PALLATTA has 1 Disclosure Event(s).

Date: October 14, 1955
Category: Criminal
Charges: CHARGED WITH DEATH BY AUTO AFTER PASSENGERDIED AFTER AUTO ACCIDENT.
Disposition: CASE DISMISSED-INSURANCE COMPANIES SETTLED.
Broker Comment: CAR ACCIDENT CAUSED BY BAD WEATHER TRAFFIC LIGTHSWERE NOT WORKING CASE WAS SETTLED BETWEEN THE 2 INSURANCECOMPANIES 21,000 WAS PAID OUT. HALF FROM EACH COMPANY NOTRAFFIC TICKET WAS ISSUED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JACK PALLATTA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.