JACK GEORGE VARCADOS

JACK GEORGE VARCADOS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5959 WEST LOOP SOUTH, STE 350, BELLAIRE, TX, 77401-2441.

JACK GEORGE VARCADOS has worked at LPL FINANCIAL LLC since April 06, 2009

Disclosure History

JACK GEORGE VARCADOS has 1 Disclosure Event(s).

Date: March 02, 2016
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE COLLUDED WITH HER DECEASED HUSBAND AND HIS MISTRESS TO DEPLETE ASSETS FROM THE MARITAL ESTATE.
Damage Amount Requested: $2,000,000.00
Broker Comment: MR. VARCADOS ADAMANTLY DENIES THE CLAIMS AS ALLEGED AND FURTHER DENIES THAT HE COMMITTED ANY WRONGDOING IN CONNECTION WITH HIS CUSTOMERS' ACCOUNTS. HE MAINTAINS THAT HE WAS UNAWARE OF ANY RELATIONSHIP BETWEEN THE DECEASED AND HIS MISTRESS AND THAT HE AT ALL TIMES ACTED IN ACCORDANCE WITH HIS CUSTOMERS' INSTRUCTIONS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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