JACKIER O HURTADO

JACKIER O HURTADO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1200 S. PINE ISLAND ROAD.,STE 800, PLANTATION, FL, 33324.

JACKIER O HURTADO has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JACKIER O HURTADO has 3 Disclosure Event(s).

Date: June 13, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,584.20
Judgment/Lien Type: Civil
Broker Comment: LIKE MANY INDIVIDUALS, I WAS AFFECTED BY THE CRISIS OF 2008 AND AS A RESULT, I NEEDED TO PUT THIS FINANCIAL OBLIGATION ON HOLD UNTIL I RECOVERED.

Date: January 22, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $43,167.30
Judgment/Lien Type: Civil

Date: October 05, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES, INTER ALIA, THAT FROM 2006 THROUGH 2009 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS IN THE CLAIMANT'S ACCOUNT.
Damage Amount Requested: $40,000.00
Settlement Amount: $18,500.00
Broker Comment: THE FIRM SETTLED FOR BUSINESS PURPOSES ONLY WITH NO ADMISSION OF LIABILITY. BROKER DID NOT CONTRIBUTE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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