JACOB SAUL DEMBOWITZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 515 N FLAGLER DR STE 1200, WEST PALM BEACH, FL, 33401.
JACOB SAUL DEMBOWITZ has worked at WELLS FARGO CLEARING SERVICES, LLC since May 14, 2014
Disclosure History
JACOB SAUL DEMBOWITZ has 2 Disclosure Event(s).
Date: October 14, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FROM 2005 THROUGH MAY OF 2009 THE FINANCIAL ADVISOR MISREPRESENTED THE UNSUITABLE AND OVERCONCENTRATED INVESTMENTS THAT HE MADE IN THE CLAIMANT'S ACCOUNTS. Damage Amount Requested: $1,558,000.00 Settlement Amount: $8,500.00
Date: September 20, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE FC WAS DERELICT IN HIS RESPONSIBILITY TO HER AS HER FC BECAUSE SHE WAS NOT NOTIFIED OF THE CONDITION OF AN INVESTMENT. 1999 - 2001. Damage Amount Requested: $10,000.00 Broker Comment: CLAIM DENIED.
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