Jacob Lindgren

Jacob Lindgren is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 375 DAKOTA AVENUE SUITE 108, HURON, SD, 57350.

Jacob Lindgren has worked at EDWARD JONES since May 14, 2014

Disclosure History

Jacob Lindgren has 1 Disclosure Event(s).

Date: October 25, 2016
Category: Customer Dispute
Allegations: A co-trustee of the deceased client's account alleges that trades placed on August 25, 2016 were unauthorized.
Damage Amount Requested: $5,000.00
Broker Comment: After completion of the firm's investigation, the firm reversed all trades placed in the client's account on August 25, 2016. The total chargeback of commissions to the firm was $27,653.48, of which $7,408.22 was charged back to the financial advisor.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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