JACOB RAYMOND ROSENBAUM is currently employed as a Broker and/or Investment Adviser at BANKERS LIFE SECURITIES, INC. located at 875 GREENTREE ROAD, 3 PARKWAY CENTER, SUITE 100, PITTSBURGH, PA, 15220.
JACOB RAYMOND ROSENBAUM has worked at BANKERS LIFE SECURITIES, INC. since May 26, 2016
Disclosure History
JACOB RAYMOND ROSENBAUM has 1 Disclosure Event(s).
Date: September 12, 2014 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE MISREPRESENTED THE FEATURES OF THE SPECIFIC PRODUCTS SOLD AND ALSO FAILED TO FOLLOW HER SPECIFIC INSTRUCTIONS ON INVESTMENT ALLOCATIONS. Damage Amount Requested: $26,000.00 Settlement Amount: $26,000.00 Broker Comment: THE REGISTERED REPRESENTATIVE DENIED ALL ALLEGATIONS MADE BY THE CUSTOMER HOWEVER, AS A BEST BUSINESS PRACTICE, THE FIXED INSURANCE AFFILIATE MADE THE BUSINESS DECISION TO REFUND THE INSURANCE PREMIUM TO THE CUSTOMER.
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