JACQUELINE SARETTE GEORGIO

JACQUELINE SARETTE GEORGIO is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 200 WEST 17TH STREET, SUITE 100, CHEYENNE, WY, 82001-4595.

JACQUELINE SARETTE GEORGIO has worked at RBC CAPITAL MARKETS, LLC since August 25, 1998

Disclosure History

JACQUELINE SARETTE GEORGIO has 1 Disclosure Event(s).

Date: March 21, 2016
Category: Customer Dispute
Allegations: Clients allege senior financial associate obtained an "erroneous form" from the Wyoming Retirement System which, when signed by the clients, resulted in a forfeiture of benefits from the Wyoming Retirement System starting in January 2014.
Damage Amount Requested: $1,000,000.00 Damages Granted: $559,612.00 16-00512

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JACQUELINE SARETTE GEORGIO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.