JACQUELINE MARIE PIERRE

JACQUELINE MARIE PIERRE is currently employed as a Broker and/or Investment Adviser at CANTELLA & CO., INC. located at 2466 STATE RD., PLYMOUTH, MA, 02360.

JACQUELINE MARIE PIERRE has worked at CANTELLA & CO., INC. since October 21, 2003

Disclosure History

JACQUELINE MARIE PIERRE has 1 Disclosure Event(s).

Date: September 18, 2003
Category: Employment Separation After Allegations
Firm Name: MERRILL LYNCH
Termination Type: Discharged
Allegations: IT APPEARED THAT I TOOK TIME AND PRICE DISCRETION.
Broker Comment: I HAD COMPLETE AUTHORITY FROM EACH CLIENT TO SELL "HCR" AFTER IT WENT THROUGH $25.00. I CALLED THEM ALL (7) TO CONFIRM THEIR DESIRE AND SOLD THEM AT SAME TIME INSTEAD OF AFTER EACH CALL.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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