JAIME SUE GOODMAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 360 HAMILTON AVE, WHITE PLAINS, NY, 10601.
JAIME SUE GOODMAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 17, 1992
Disclosure History
JAIME SUE GOODMAN has 2 Disclosure Event(s).
Date: April 25, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION CONCERNING THE LIQUIDITY OF AUCTION MARKET SECURITIES. DAMAGES UNSPECIFIED. Broker Comment: THIS COMPLAINT AROSE OUT OF THE UNPRECEDENTED ILLIQUIDITY IN THE AUCTION RATE SECURITIES MARKET. PRIOR TO THE RECENT WIDESPREAD AUCTION FAILURES, AUCTION MARKET SECURITIES WERE SOLD THROUGHOUT THE FINANCIAL SERVICES INDUSTRY AS HIGHLY LIQUID INSTRUMENTS AND WERE APPROPRIATELY REGARDED BY THE INDUSTRY AS HIGHLY LIQUID INVESTMENTS.
Date: April 12, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT HIS EXODUS AND AKAMAI INVESTMENTS WERE NOT SUITABLE. NO SPECIFIC DAMAGES AMOUNT ALLEGED.
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