JAMES THOMAS ALBERT

JAMES THOMAS ALBERT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2396 LIBERTY WAY, STE 115, VIRGINIA BEACH, VA, 23456.

JAMES THOMAS ALBERT has worked at LPL FINANCIAL LLC since February 09, 2015

Disclosure History

JAMES THOMAS ALBERT has 1 Disclosure Event(s).

Date: December 10, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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