JAMES D BAKER is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 416 West Jefferson, Floor 3, Louisville, KY, 40202.
JAMES D BAKER has worked at J.P. MORGAN SECURITIES LLC since October 12, 2012
Disclosure History
JAMES D BAKER has 1 Disclosure Event(s).
Date: May 05, 1979 Category: Criminal Charges: TRAFFICKING IN A CONTROLLED SUBSTANCE Disposition: Dismissed Amended Charges: N/A Amended Charge Type: FELONY Amended Charge Amended Charge Disposition: Dismissed Broker Comment: THIS OCCURRED 33 YEARS AGO AFTER I HAD JUST TURNED 18 YEARS OF AGE; I WAS STILL IN HIGH SCHOOL AND AT A LARGE MUSIC CONCERT/FESTIVAL; AS THE POLICE WERE MAKING AN ARREST IN A VERY LARGE CROWD, I WAS WRONGFULLY SINGLED-OUT AS BEING INVOLVED; I WAS NOT SELLING OR BUYING OR IN POSSESSION OF ANY ILLEGAL SUBSTANCE; I PLED NOT GUILTY; THE MATTER NEVER WENT TO TRIAL; AND THE CHARGES WERE DISMISSED 09/02/1980.
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